TERMS OF USE AND DISCLAIMERS

By using this website, www.gormanthayer.com (the “Website”), you agree to be bound by the Terms of Use and Disclaimers set forth below, which may be modified by GormanThayer at any time without prior notice.

GormanThayer LLC is a privately-owned limited liability company located in Philadelphia, Pennsylvania. Gorman Thayer LLC is the sole owner of GormanThayer Private Placement Advisors LLC (“GormanThayer Advisors”), which is a broker dealer member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a registered broker dealer with the Securities and Exchange Commission (SEC) and certain states. In connection with GormanThayer’s business activities, broker dealer services are provided through GormanThayer Advisors. All references herein to “GormanThayer” shall mean GormanThayer LLC and GormanThayer Advisors, provided any disclosures relating to broker dealer activities shall be deemed to refer only to GormanThayer Advisors.

No Solicitation

This Website is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product or services. The content of this Website is provided solely for your personal use and shall not be deemed to provide access to any particular transaction or investment opportunity. GormanThayer does not intend the information on this Website to be investment advice, and the information presented on this website should not be relied upon to make an investment decision.

The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject GormanThayer, its affiliates, employees, directors, officers or agents to any registration requirement within such jurisdiction or country.

Disclaimer of Warranty and Limitation of Liability

THE CONTENT OF THIS WEBSITE IS PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND (EXPRESS OR IMPLIED). GORMANTHAYER DOES NOT ASSUME ANY OBLIGATION TO UPDATE THE INFORMATION AND DATA ON THIS WEBSITE AND DOES NOT GUARANTEE THAT IT IS ACCURATE, CURRENT, VALID, COMPLETE OR SUITABLE FOR ANY PARTICULAR PURPOSE.

GORMANTHAYER MAKES NO REPRESENTATIONS CONCERNING THIS WEBSITE, OR TO ANY WEBSITES TO WHICH THIS WEBSITE MAYBE LINKED AND DISCLAIMS ALL EXPRESS, IMPLIED AND STATUTORY WARRANTIES OF ANY KIND, INCLUDING WARRANTIES OF MERCHANTABILITY, NONINFRINGEMENT OR FITNESS FOR A PARTICULAR PURPOSE, TO THE FULLEST EXTENT ALLOWED BY APPLICABLE LAW. IN NO EVENT SHALL GORMANTHAYER OR ANY OF ITS AFFILIATES, MANAGER MEMBERS, MEMBERS, PARTNERS, DIRECTORS, OFFICERS, EMPLOYEES, OR OTHER REPRESENTATIVES BE LIABLE OR HAVE ANY RESPONSIBILITY OF ANY KIND FOR ANY DIRECT, INDIRECT, SPECIAL, CONSEQUENTIAL, MULTIPLE, PUNITIVE OR OTHER DAMAGES ARISING FROM INFORMATION ON THIS WEBSITE OR THE USE OF THIS WEBSITE.

Privacy Policy

At GormanThayer we recognize the importance of protecting your privacy and we have policies in place to maintain the confidentiality and security of your confidential information. We restrict access to your confidential information to those employees and agents of GormanThayer who need to know that information to provide products or services to you. GormanThayer maintains physical, electronic and procedural safeguards to protect the confidentiality of your information.

It is the policy of GormanThayer to keep all of your information confidential unless you authorize us to disclose your confidential information to third parties or we are required to do so by applicable law. Any information disclosed by you to GormanThayer in any document completed by you to facilitate the commencement, continuation or termination of an investment between you and a third party, including information contained in any document completed by and/or executed by you for GormanThayer (including accredited investor and qualified purchaser questionnaires) shall be deemed to have been automatically authorized by you with respect to the sharing of information contained therein with the interested third party.

Should you have any questions regarding the above, please contact Mark E. Gorman at (215) 609-4303 or mgorman@gormanthayer.com

Business Continuity Plan Disclosure

GormanThayer has a Business Continuity Plan in place in the event of a significant business disruption (“SBD”). GormanThayer has designed its technology and telephony systems to be easily accessible offsite. The use of an offsite email service provider and voice over internet protocol telephony technology allows our employees and your direct contacts with GormanThayer to operate in any location where there is Internet, phone and/or mobile access. At the same time, we protect your personal and confidential information, as all backup electronic systems are password protected.

There are many different types of SBDs and as such, GormanThayer will tailor our response so that there is as little disruption to our service to you as possible. In the event a SBD occurs where our employees are not able to attend critical meetings and the closing of transactions, you will be notified with whatever means possible of the situation that has occurred and how quickly such a situation may be resolved. In all other situations, including such events that make access to our primary office impossible or where there is a SBD that impacts the business district of Philadelphia, GormanThayer is quite capable of continuing its efforts offsite.

As previously mentioned, our technology is designed so that we are accessible and able to work remotely from any location. Our main office number (215) 965-0720 is answered by an off-site phone routing system, which can forward numbers to any landline or wireless phone in the United States. Further, all direct dial telephone numbers will be forwarded to the mobile phone lines of each employee. Should there be any delay in providing you with promised work product, we will notify you as soon as practicable and provide you with an updated timeline and schedule. In all cases, we will work diligently to ensure there is little to no impact on the development and closing of your transaction.

Should you have any questions regarding the above, please contact Mark E. Gorman at (215) 609-4303 or mgorman@gormanthayer.com

Copyright

Except for the photographs on this Website that are in the public domain or used with the permission of the owner thereof, the contents of this Website are the property of GormanThayer. You may not copy or display for redistribution to third parties any portion of the content of this Website without the prior written consent of GormanThayer.

Broker dealer services provided through GormanThayer Private Placement Advisors LLC, a registered broker dealer and member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC) and the Securities and Exchange Commission (SEC).